PSC 615 ‑‑ American National Legislative, Executive, and Judicial Institutions

University of Alabama

Spring 2007

Instructor:  Steve Borrelli

306 ten Hoor, University of Alabama, Tuscaloosa

(205) 348‑3802, 348‑5980 (main office),

Mailing Address:  Box 870213 University of Alabama, Tuscaloosa AL 35487‑0213

Mailbox: Room 346A ten Hoor, open 7 AM - 4:30 PM weekdays

E‑Mail Address for Questions, Comments, Notification of Absences, etc.  sborrell@bama.ua.edu

(If sending me papers online, please use the WebCT e-mail function)

Website for Handouts and Syllabi: bama.ua.edu/~sborrell

OFFICE HOURS:  Mondays and Tuesdays 2-4, and by appointment

 

COURSE DESCRIPTION: 

An overview of classic and contemporary original empirical research on the US Congress, the US Presidency, and the US Supreme Court.  Emphasis will be on learning not just the substantive findings of this research, but who produced it, the theoretical frameworks underlying it, the process by which it is is produced, and (hopefully) how it all fits together.

 

COURSE OBJECTIVES:

Students will

a.)  Gain a basic familiarity with and understanding of the major current issues, authors, and findings in the study of Congress, the Presidency, and the Supreme Court, with some attention to the politics of the executive branch; 

b.)   Learn how to evaluate critically research done by other authors, pointing out strengths and weaknesses in logic, definition of concepts and variables, research design and methodology, and/or interpretation of evidence;

c.)  Learn how to answer questions similar to those that will appear on comprehensive exams in the area of American politics, which will involve associating researchers with their work, and linking research done by different authors at different points in time.  

d.)  Through the term paper exercise, gain expertise either at translating recent research findings into teachable material for undergraduates,  or at building on current research to propose a plausible new project of one’s own.

 

 

BOOKS TO PURCHASE. 

 

1        Congress Reconsidered (8th Edition):  if ordering online, MAKE SURE you have the CURRENT edition---each version is radically different

Edited by Larry Dodd and Bruce Oppenheimer

Publisher:  Congressional Quarterly Books (2005).

 

2.  Presidential Power (Power, Conflict, and Democracy: American Politics into the 21st Century)

by Robert Y. Shapiro (Editor), Martha Joynt Kumar (Editor), Lawrence R. Jacobs (Editor)
Publisher: Columbia University Press (2000).

 

3.  The Supreme Court and the Attitudinal Model Revisited

by Jeffrey Segal and Harold Spaeth.

Publisher:  Cambridge University Press (2002). 

 

 

ARTICLES TO DOWNLOAD

The bulk of the reading for this course will be articles from peer-reviewed academic journals.   All of these journals are available in electronic form through the University Library website (www.lib.ua.edu, click “Electronic Journals” and search by the journal title).

 

Note that the Shapiro et al and Dodd and Oppenheimer books are anthologies, containing relatively self-contained research articles by different authors.  In class, on papers, and in the exams, you will refer to and cite each chapter by its own author(s), rather than by the book’s editor(s).

 

 

ASSIGNMENTS

 

A.)  WEEKLY ARTICLE SUMMARIES (collectively, worth 20% of final grade)

Each week, during class, each student will turn in summaries of at least three different articles (or book chapters) from that week’s reading.  Each group of three summaries will be assigned a single grade by the instructor and returned the following week.   Each article should receive at least a page and a half’s (double-spaced) worth of coverage, making each week’s total submission about 4 ½ -5 pages long.    The summaries should highlight the basic questions addressed by each article or chapter, the conclusions drawn, and the type of evidence or analysis used.to reach those conclusions.  Students are strongly encouraged to put these summaries in their own words, avoiding lots of direct quotes of long, complex sentences from the articles themselves.  Collections of summaries that try to relate each article or chapter to the others will be much loved by the instructor.  Other than providing fodder for your grade for this course, the primary purpose of these summaries will be to serve as study materials for the final exam and for MA and/or PHD comprehensive exams. 

Students will be allowed to miss or skip one week’s worth of these summaries, but except in extraordinary cases no makeups or late submissions will be allowed on these.  If a student does not miss or skip any week, his or her lowest weekly grade will be dropped in the computation of this 20% of the final grade.

 

B.)  DISCUSSION LEADERSHIP  (worth 20% of final grade).

Each student will choose a week in the semester in which he or she will serve as primary discussion leader.  The discussion leader will
a.)  summarize the important points of ALL of that weeks’ readings, but will do so in a lively, interactive style;  discussion leaders who simply read verbatim from a prepared text will be penalized.  Discussion leaders should expect that their fellow students have read all of the week’s readings and should not see their role as spoon-feeding information to those who did not read.  Discussion leaders will be expected to manage their time well and focus on the most important aspects of each reading, neither getting bogged down in trivial details nor avoiding issues simply because they are complicated or difficult.

b.)  ask his or her fellow students discussion questions designed to encourage student participation;  while the discussion leader can try to relate the readings to current political events, the discussion will remain focused on the theories, methodologies, and implications of the research itself, and the class will not be allowed to degenerate into a political talk-show-style debate. 

c.)  try very hard to relate the readings to each other, to previous week’s readings, and/or to relevant topics covered in other PSC graduate classes

d.)  identify and propose new questions for possible future research, alternative ways of addressing existing questions and/or ways to resolve conflicts or ambiguities in the literature..

The discussion leader will prepare a written outline of his or her material, including the major points he or she plans to cover and the questions they plan to ask of the class.  This text will be distributed to all students and to the instructor.

The student’s grade for their performance as discussion leader will be based 50% on the quality of this written text, and 50% on the effectiveness of his or her facilitation of class discussion as perceived by the instructor.. 

 

 

C.)        CLASS PARTICIPATION (as a NON-leader) (worth 20% of the final grade)  
The instructor will assign each student a grade for the quality and quantity of his or her participation in each week’s discussion.  Students will automatically get the highest possible participation grade for the week in which they serve as leader.   Students with unexcused absences will automatically receive a “0” for that week’s participation grade.

 

D.)       MIDTERM EXAM (worth 20% of course grade) (to be held during the first half of class period)  Wednesday, February 28th

 

E.)       FINAL EXAM (worth 20% of final grade)  to be held on Wednesday, May 9th, at 11:30 AM. h. 

 

 

 

SCHEDULE OF TOPICS AND READINGS

 

Introduction and Selection of Leadership Assignments: -- January 10

 

 

"Classic" Research on Congressional Elections – January 17

 

Cover, Albert.  1977.  One Good Term Deserves Another.  American Journal of Political Science, 21:  523-542.

 

Ferejohn, John. 1977.  On the Decline of Competition in Congressional Elections.  American Political Science Review, 71 (March) 165-176.

 

Fiorina, Morris.  1988.  The Case of the Vanishing Marginals:  The Bureaucracy Did It.  American Political Science Review, 71 (March) 177-181

 

Johannes, John, and John MacAdams.  1981.  The Congressional Incumbency Effect:  Is it Casework, Policy Compatibility, or Something Else?  American Journal of Political Science, 25 (August) 512-542.

 

Fiorina, Morris.  1981.  Some Problems in Studying the Effect of Resource Allocation in Congressional Elections.  American Journal of Political Science, 25 (August) 543-567.

 

Jacobson, Gary.  1989.  Strategic Politicians and the Dynamics of US House Elections.  American Political Science Review, 83 (September) 773-793.

 

 

“Contemporary” Research on Congressional Elections—January 24

 

Cox, Gary, and Jonathan Katz.  1996.  Why Did the Incumbency Advantage in US House Elections Grow?  American Journal of Political Science, 40 (May) 478-497.

 

From the “Congress Reconsidered” book:

Bruce Oppenheimer, “Deep Red and Blue Congressional Districts:  The Causes and Consequences of Declining Party Competitiveness”

Morris Fiorina, “Keystone Reconsidered”

 

Abramowitz, Alan, Brad Alexander, and Matthew Gunning.  2006.    “Incumbency, Redistricting, and the Decline of Competition in US House Elections.”  Journal of Politics, 68 (February):  75-88.

 

Canes-Wrone, Brandice, David Brady, and John Cogan.  2002.  Out of Step, Out of Office:  Electoral Accountability and House Members’ Voting.  American Political Science Review, 96 (March):  127.

 

Jones, David, and Monika McDermott.  2004.  The Responsible Party Government Model in House and Senate Elections.  American Journal of Political Science, 48 (January) 1-12

 

 

Congressional Procedures, Partisanship, and Leadership---January 31

 

Cooper, Joseph, and David Brady.  1981.  Institutional Conflict and Leadership Style: The House from Cannon to Rayburn.  American Political Science Review, 75 (June) 411-425.

 

Binder, Sara.  1996.  The Partisan Basis of Procedural Choice:  Allocating Parliamentary Rights in the House, 1789‑1990.  American Political Science Review, 90: 8‑ 20.

 

Binder, Sara, and Steven Smith.  1998.  Political Goals and Procedural Choice in the Senate.  Journal of Politics, 60: 398‑416.

 

Krehbiel, Keith.  1993.  Where’s the Party?  British Journal of Political Science, 23:235-66.

 

*** Sinclair, Barbara.  2002.  Do Parties Matter?  In David Brady and Mathew McCubbins, eds, Party, Process, and Political Change in Congress.  Stanford University Press.

Article available on my website

 

 

From the “Congress Reconsidered” book:

Steven Smith and Gerald Gamm, “The Dynamics of Party Government in Congress”

Eric Schickler and Kathryn Pearson, “The House Leadership in an Era of Partisan Warfare”

C. Lawrence Evans and Daniel Lipinski, “Obstruction and Leadership in the US Senate”

Joshua Gordon, “The Disintegration of the House Appropriations Committee”

 

 

Congressional Committees & Interest Group Influence in Congress---February 7

 

Krehbiel, Keith.  1990.  Are Congressional Committees Composed of Preference Outliers?  American Political Science Review, 84 (March):149-163.

 

Hall, Richard, and Bernard Grofman.  1990.  The Committee Assignment Process and the Conditional Nature of Committee Bias.  American Political Science Review, 84:  1149-1166.

 

Krehbiel, Keith, Kenneth Shepsle, and Barry Weingast.  1987.  Why are Congressional Committees Powerful?  American Political Science Review, 81:929-948.

 

Baumgartner, Frank, Bryan Jones, and Michael MacLeod.  2000.  The Evolution of Legislative Jurisdictions.  Journal of Politics, 62:  321-349.

 

Groseclose, Tim, and Charles Stewart III.  1998.  The Value of Committee Seats in the House 1947-1991.  American Journal of Political Science 42:453-474.

 

Hall, Richard, and Frank Wayman.   1990.  Buying Time:  Moneyed Interest and the Nature of Bias.  American Political Science Review, 84: 797-820.

 

Hojnacki, Marie, and David Kimball.  1998.  Organized Interests and the Decision of Whom to Lobby in Congress.  American Political Science Review, 92" 775-790.

 

 

 

Congress and Representation;  Public Opinion Toward Congress --- February 14

 

Miller, Warren, and Donald Stokes.  1963.  Constituency Influence in Congress.  American Political Science Review, 57 (March) 45-56.

 

Achen, Christopher.  1978.  Measuring Representation.  American Journal of Political Science, 22 (August) 475-510.

 

Fenno, Richard.  1977.  US House Members in their Constituencies:  An Exploration.  American Political Science Review, 71 (September) 883-917.

 

Oppenheimer, Bruce.  1996.  The Representational Experience:  The Effect of State Population on Senator-Constituency Linkages.  American Journal of Political Science, 40 (November) 1280-1299.

 

From the “Congress Reconsidered” book:

John Hibbing and Christopher Larimer,  What the American Public Wants Congress to Be”

Kerry Haynie, “African Americans and the New Politics of Inclusion”

 

Durr, Robert, John Gilmour, and Christina Wolbrecht.  1997.  Explaining Congressional Approval.  American Journal of Political Science, 41 (January): 175-207.

 

 

 

Studying the Presidency:  Theoretical Approaches  February 21

 

From Shapiro et al. book:

Edwards, "Neustadt's Power Approach"

Gunnell, "Richard Neustadt in the History of American Political Science"

Preston, "The President's Inner Circle"

Lieberman, "Political Time and Policy Coalitions"

Neustadt, "A Preachment from Retirement"

Jacobs and Shapiro, "Presidential Power, Institutions, and Democracy"

 

Terry Moe and William Howell.  1999.  “Unilateral Action and Presidential Power:  A Theory.”  Presidential Studies Quarterly, 29 (December) 850.

 

 

MIDTERM EXAM   February 28th!!

 

 

Presidential Approval;  Presidential Selection;  the White House Staff  March 7

 

Brace, Paul, and Barbara Hinckley.  1991.  The Structure of Presidential Approval.  Journal of Politics, 53:  993‑1017.

 

Gronke, Paul, and Brian Newman.  2003.  “FDR to Clinton, Mueller to ?:  A Field Essay on Presidential Approval.”  Political Research Quarterly, 56 (December): 501-515.

 

Nicholson, Stephen, Gary Segura, and Nathan  Woods.  2002.  Presidential Approval and the Mixed Blessing of Divided Government.  Journal of Politics, 64 (August) 701-720.

 

 

Norrander, Barbara.  1996.  Field Essay:  Presidential Nomination Politics in the Post-Reform Era.  Political Research Quarterly, 49 (December) 875-915.

 

Norrander, Barbara.  2006.  The Attrition Game:  Initial Resources, Initial Contests and the Exit of Candidates During the US Presidential Primary Season.  British Journal of Political Science , 36: 487-507.  

 

 

From the Shapiro et al. book:

Rockman, “Staffing and Organizing the Presidency”

Mayer and Weko, “The Institutionalization of Power”

Dickinson, “Staffing the White House”

Link, “The Presidential Kaleidoscope”

NO CLASS MARCH 14:  SPRING BREAK!!!  

 

 

Political Control of the Bureaucracy  March 21

 

Wood, B. Dan, and Richard Waterman.  1991.  The Dynamics of Political Control of the Bureaucracy.  American Political Science Review, 85 (September) 801-828.

 

Hedge, David, and Michael Schiccitano.  1994.  Regulating in Space and Time:  The Case of Regulatory Federalism.  Journal of Politics, 56: 134-153.

 

Rinquist, Evan.  1995.  Political Control and Policy Impact in the EPA's Office of Water Quality.  American Journal of Political Science, 39:336-363.

 

Balla, Steven.  1998.  Administrative Procedures and Political Control of the Bureaucracy.  American Political Science Review, 92: 663-673.

 

Howell, William, and David Lewis.  2002.  Agencies by Presidential Design.  Journal of Politics, 64 (November): 1095.

 

Mete, Mihriye.  2002.  Bureaucratic Behavior in Strategic Environments: Politicians, Taxpayers, and the IRS.  Journal of Politics, 64:  384-407

 

 

Executive-Legislative Relations, and the Politics of Gridlock   March 28

 

Kiewiet, Rod, and Matt McCubbins.  1988.  Presidential Influence on Congressional Appropriations Decisions. American Journal of Political Science, 32: 713-736.

 

Covington, Cary, J. Mark Wrighton, and Rhonda Kinney.  1995.  A “Presidency-Augmented” Model of Presidential Success on House Roll Call Votes.”  American Journal of Political Science, 39 (November): 1001-1024.

 

Canes-Wrone, Brandice.  2001.  The President’s Legislative Influence from Public Appeals.  American  Journal of Political Science, 45 (April): 313-329. 

 

Canes-Wrone, Brandice, and Scott de Marchi.  2002. Presidential Approval and Legislative Success.  Journal of Politics, 64: 491-509.

 

From Shapiro et al. book:

Cameron, "Bargaining and Presidential Power."

Epstein and O'Halloran, "The Institutional Face of Presidential Power"

 

From the Dodd and Oppenheimer book:

Wolfensberger, “Congress and Policymaking in an Age of Terrorism”

 

Binder, Sarah.  1999.  The Dynamics of Legislative Gridlock, 1947-96.  American Political Science Review, 93 (September) 519-533. 

 

 

 

The Supreme Court:  Nominations and Confirimations---April 4

 

Segal, Jeffrey, Charles Cameron, and Albert Cover.  1992.  A Spatial Model of Roll Call Voting: Senators, Constituents, Presidents, and Interest Groups in Supreme Court Confirmations.  American Journal of Political Science, Vol. 36, No. 1. (Feb., 1992), pp. 96-121

 

Moraski, Bryon, and Charles Shipan.  1999.  The Politics of Supreme Court Nominations:  A Theory of Institutional Constraints and Choices. American Journal of Political Science, 43 (October):  1069-1095, .

 

Ogundele, Ayo, and Linda Camp Keith.  1999.  Re-Examining the Impact of the Bork Nomination to the Supreme Court.  Political Research Quarterly, 52: 403-420.

 

Johnson, Timothy, and Jason Roberts.  2004.  Presidential Capital and the Supreme Court Confirmation Process.  Journal of Politics, 66 (August), p. 663.

 

Epstein, Lee, Rene Lindstatdt, Jeffrey Segal, and Chad Westerland.  2006.  The Changing Dynamics of Senate Voting on Supreme Court Nominees.  Journal of Politics, 68 (May):  296.

 

From the Dodd and Oppenheimer book: 

Binder and Maltzmann, “Congress and the Politics of Judicial Appointments”

 

 

The Supreme Court and the Attitudinal Model---April 11

 

Spaeth and Segal book, entire. 

 

 

Implications of the Attitudinal Model for Sua Sponte and Stare Decisis—April 18

 

McGuire, Kevin, and Barbara Palmer.  1995.  Issue Fluidity on the Supreme Court.  American Political Science Review, 89 (September): 691-702

 

Epstein, Lee, Jeffrey Segal, and Timothy Johnson.  1996.  The Claim of Issue Creation on the US Supreme Court.  American Political Science Review, 90 (December) 845-852.

 

McGurie, Kevin, and Barbara Palmer.  1996.  Issues, Agendas, and Decision Making on the Supreme Court.  American Political Science Review, 90 (December), 853-865.

 

Segal, Jeffrey and Harold Spaeth.  1996.  The Influence of Stare Decisis on the Votes of United States Supreme Court Justices.  American Journal of Political Science 40:971

 

Brisbin, Richard.  1996.  Slaying the Dragon: Segal, Spaeth, and the Function of Law in Supreme Court Decisionmaking.  American Journal of Political Science 40:1004

 

Knight, Jack and Lee Epstein.  1996.  The Norm of Stare Decisis.  AJPS 40:1018.

 

Brenner, Saul and Marc Stier.  1996.  Retesting Segal and Spaeth’s Stare Decisis Model.  AJPS 40:1036.

 

 

The Supreme Court and Public Opinion --- April 25

 

Marshall, Thomas.  1987.  The Supreme Court as Opinion Leader.  American Politics Quarterly, 15:  147-168.

 

Mishler, William, and Reginald Sheehan.  1996.  Public Opinion, the Attitudinal Model, and Supreme Court Decision-Making:  A Micro-Analytic Perspective.  Journal of Politics, 58 (February) 169-200.

 

Fleming, Roy and B. Dan Wood.  1997.  The Public and the Supreme Court.  American Journal of Political Science, 41 (April):  468-498.

 

Johnson, Timothy, and Andrew Martin.  1998.  The Public's Conditional Response to Supreme Court Decisions.  American Political Science Review, 92: 299-309.

 

Durr, Robert, Andrew Martin, and Christina Wolbrecht. 2000. Ideological Divergence and Public Support for the Supreme Court. 44 (October), 768-776.

 

Hoekstra, Valerie.  2000.  The Supreme Court and Local Public Opinion.  American Political Science Review, 94 (March): 89-100.

 

 

The Supreme Court’s Inter-branch Relations --- May 2

 

Meernik, James, and Joseph Ignagni.  1997.  Judicial Review and Coordinate Construction of the Constitution.  American Journal of Political Science, 41: 447-467.

 

Begara, Mario, Barak Richman, and Pablo Spiller.  2003.  Modeling Supreme Court Strategic Decision-Making:  The Congressional Constraint.  Legislative Studies Quarterly, 28 (May):  247-280.

 

King, Kimi Lynn, and James Meernik.  1999.  The Supreme Court and the Powers of the Executive:  The Adjudication of Foreign Policy.  Political Research Quarterly, 52: 801-824.

 

Johnson, Timothy.  2003.  The Supreme Court, the Solicitor General, and the Separation of Powers.  American Politics Research, 31 (4):  426-451.

 

Canes-Wrone, Brandice.  2003.  Bureaucratic Decisions and the Composition of the Lower Courts.  American Journal of Political Science, 47 (April):  205.